You are a Registered Shareholder if you have your stock certificate in your possession or if you hold shares in book entry with our transfer agent.

 

You are a Beneficial Shareholder if you maintain your position in the Company within a brokerage account.

 

You are a Foreign Investor if you do not have a US/Canadian Social Security Number or Tax ID associated with your account.

 

You are a 401(k) Participant if you own shares in the Ameriprise Financial 401(k) Plans.